Pontus Holdings Ltd. - Dec 8, 2022 Form 4 Insider Report for New Mountain Guardian IV BDC, L.L.C. (NONE)

Role
10%+ Owner
Signature
Pontus Holdings Ltd., By: /s/ Alec Anderson Name: Alec Anderson, Title: Director
Stock symbol
NONE
Transactions as of
Dec 8, 2022
Transactions value $
$3,000,000
Form type
4
Date filed
12/12/2022, 02:36 PM
Previous filing
Jul 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE LLC Interests Purchase $3M +300K +50% $10.00* 900K Dec 8, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 8, 2022, the Issuer delivered a capital drawdown notice and upon delivery of such notice, Pontus Holdings Ltd. became obligated to purchase units of limited liability company interests of the Issuer ("LLC Interests"), which purchase is expected to close on or about December 22, 2022.
F2 Represents LLC Interests held of record by Pontus Holdings Ltd. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.