Pontus Holdings Ltd. - 05 Jul 2022 Form 3 Insider Report for New Mountain Guardian IV BDC, L.L.C.

Role
10%+ Owner
Signature
/s/ Alec Anderson, Title: Director
Issuer symbol
N/A
Transactions as of
05 Jul 2022
Net transactions value
$0
Form type
3
Filing time
06 Jul 2022, 20:26:58 UTC
Next filing
12 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LLC Interests 600,000 05 Jul 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents units of limited liability company interests held of record by Pontus Holdings Ltd.
F2 Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Remarks:

Aguila Ltd. is the controlling shareholder of Pontus Holdings Ltd. Eagle Holdings LLC is the sole shareholder of Aguila Ltd. Eagle PTC Ltd, in its in its capacity as trustee shareholder, directly controls Eagle Holdings LLC and in turn is controlled by its board of directors which consists of Alec Anderson, Helen Cooper, Craig MacIntyre and Carlos Perez.