Ronald S. Altbach - Jun 9, 2022 Form 4/A - Amendment Insider Report for SMART FOR LIFE, INC. (SMFL)

Role: Director
Signature: /s/ Ronald S. Altbach
Stock symbol: SMFL
Transactions as of: Jun 9, 2022
Transactions value $: $4,000
Form type: 4/A - Amendment
Date filed: 6/29/2022, 10:35 AM
Date Of Original Report: Jun 13, 2022
Previous filing: Mar 14, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMFL	Common Stock	Options Exercise	$2K	+200K	+400%	$0.01^*	250K	Jun 9, 2022	Direct
transaction	SMFL	Common Stock	Sale	$2K	+4.51K	+1.87%	$0.44	245K	Jun 9, 2022	Direct	F1, F2
holding	SMFL	Common Stock						1M	Jun 9, 2022	Held by Mesa Lane LLC	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMFL	Stock Option (right to buy)	Options Exercise	$0	-200K	-100%	$0.00^*	0	Jun 9, 2022	Common Stock	200K	$0.01	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On June 9, 2022, the Reporting Person exercised a stock option to purchase 200,000 shares of common stock of the Issuer for $0.01 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 4,505 of the option shares to pay the exercise price and issuing to the Reporting Person the remaining 195,495 shares.
F2	On June 13, 2022, the Reporting Person filed a Form 4 which incorrectly stated that the number of shares withheld was 888. This amendment has been filed by the Reporting Person to report the correct number of shares.
F3	The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.