| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TRIN | Common Stock | Purchase | $52.7K | +3.46K | +0.53% | $15.22 | 654K | May 12, 2022 | Direct | F1, F3, F4, F5 |
| transaction | TRIN | Common Stock | Purchase | $70K | +4.52K | +0.69% | $15.49 | 659K | May 13, 2022 | Direct | F2, F3, F4, F5 |
| holding | TRIN | Common Stock | 6.8K | May 12, 2022 | By The Kyle and Amy Brown Family Trust, dated February 4, 2019 | ||||||
| holding | TRIN | Common Stock | 10.8K | May 12, 2022 | By KBIZ Corp., which Mr. K. Brown solely owns and controls | F4 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.16 to $15.33 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital, Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F2 | The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.44 to $15.50 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital, Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F3 | Includes 208,092 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023. |
| F4 | Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021. |
| F5 | Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan. |
Sarah Stanton is signing on behalf of Mr. K. Brown pursuant to the power of attorney dated September 17, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. K. Brown filed on September 17, 2021.