Kyle S. Brown - 15 Mar 2022 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
President & CIO, Director
Signature
/s/ Sarah Stanton, on behalf of Kyle Brown
Issuer symbol
TRIN
Transactions as of
15 Mar 2022
Net transactions value
$0
Form type
4
Filing time
17 Mar 2022, 19:03:27 UTC
Previous filing
17 Sep 2021
Next filing
16 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Award $0 +208,092 +47% $0.000000 650,523 15 Mar 2022 Direct F1, F2, F3
holding TRIN Common Stock 6,800 15 Mar 2022 By The Kyle and Amy Brown Family Trust, dated February 4, 2019
holding TRIN Common Stock 10,825 15 Mar 2022 By KBIZ Corp., which Mr. K. Brown solely owns and controls F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.
F2 Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.
F3 Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

Remarks:

Sarah Stanton is signing on behalf of Mr. K. Brown pursuant to the power of attorney dated September 17, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. K. Brown filed on September 17, 2021.