Kenneth M. Young - 01 Mar 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
President
Signature
/s/ Kenneth M. Young
Issuer symbol
RILY
Transactions as of
01 Mar 2022
Net transactions value
+$589,752
Form type
4
Filing time
02 Mar 2022, 08:05:18 UTC
Previous filing
04 Nov 2021
Next filing
14 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Purchase $589,752 +10,000 +58% $58.98 27,100 01 Mar 2022 See Note F1, F2
holding RILY Common Stock 155,276 01 Mar 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $58.85 to $59.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.