Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RILY | Common Stock | Award | $21.2K | +331 | +0.21% | $64.18 | 155K | Jun 30, 2021 | Direct | F1 |
transaction | RILY | Common Stock | Purchase | $78.3K | +1K | +6.21% | $78.31 | 17.1K | Nov 3, 2021 | See Note | F2, F3 |
Id | Content |
---|---|
F1 | Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
F2 | This transaction was executed in multiple trades at prices ranging from $78.27 to $78.33. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15. |