Vivo Opportunity, LLC - Jan 31, 2022 Form 4 Insider Report for Sierra Oncology, Inc. (SRRA)

Role
10%+ Owner
Signature
/s/ Gaurav Aggarwal, as a managing member of Vivo Opportunity, LLC
Stock symbol
SRRA
Transactions as of
Jan 31, 2022
Transactions value $
$21,600,000
Form type
4
Date filed
1/31/2022, 08:30 PM
Previous filing
Jan 28, 2022
Next filing
Jul 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRRA Common Stock Purchase $21.6M +800K +41.33% $27.00 2.74M Jan 31, 2022 By Vivo Opportunity Fund, L.P. F1
holding SRRA Common Stock 162K Jan 31, 2022 By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P.
holding SRRA Common Stock 432K Jan 31, 2022 By: Vivo Capital Fund IX, L.P.
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vivo Opportunity, LLC is the general partner of Vivo Opportunity Fund, L.P., the record holder of the securities. Gaurav Aggarwal, Hongbo Lu, Kevin Dai, Frank Kung and Michael Chang are managing members of Vivo Opportunity, LLC and may be deemed to share voting and dispositive power over the securities held by Vivo Opportunity Fund, L.P. Each of these individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.