Cohen Sponsor Interests IV, LLC - Dec 31, 2021 Form 5 Insider Report for Perella Weinberg Partners (PWP)

Role
10%+ Owner
Signature
/s/ Amanda Abrams, Attorney-in-Fact
Stock symbol
PWP
Transactions as of
Dec 31, 2021
Transactions value $
-$12,000,000
Form type
5
Date filed
1/11/2022, 07:14 PM
Previous filing
Jun 28, 2021
Next filing
Jan 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PWP Class A Common Stock Disposed to Issuer -$7.9M -658K -14.61% $12.00 3.85M Aug 9, 2021 By FinTech Masala Advisors IV, LLC F1, F2
transaction PWP Class A Common Stock Disposed to Issuer -$4.1M -342K -11.59% $12.00 2.61M Aug 9, 2021 By FinTech Investor Holdings IV, LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PWP Warrants Award +203K 203K Jun 24, 2021 Class A Common Stock 203K $11.50 By FinTech Investor Holdings IV, LLC F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Cohen Sponsor Interests IV, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings"), and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala.
F2 On August 9, 2021, the Issuer repurchased an aggregate of 1,000,000 shares of Class A common stock ("Shares"), including 658,196 Shares from Masala and 341,804 Shares from Holdings pursuant to Section 1.3(a) of that certain Sponsor Share Surrender and Share Restriction Agreement (the "Sponsor Share Surrender Agreement"), dated as of December 29, 2020 and amended as of May 4, 2021, by and among PWP Holdings LP, a Delaware limited partnership ("PWP"), the Issuer, Masala, Holdings and the other parties thereto.
F3 The warrants to purchase shares of Class A Common Stock of the Issuer became exercisable on the one-year anniversary of the Issuer's initial public offering.