Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | PWP | Class A Common Stock | Options Exercise | $0 | +2.34M | +383.64% | $0.00 | 2.95M | Jun 24, 2021 | By FinTech Investor Holdings IV, LLC | F1, F4 |
transaction | PWP | Class A Common Stock | Options Exercise | $0 | +4.51M | $0.00 | 4.51M | Jun 24, 2021 | By FinTech Masala Advisors IV, LLC | F1, F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | PWP | Class B Common Stock | Purchase | $1.3K | +130K | +5.14% | $0.01* | 2.67M | Jun 24, 2021 | Class A Common Stock | 130K | By FinTech Investor Holdings IV, LLC | F1, F5 | |
transaction | PWP | Class B Common Stock | Disposed to Issuer | $0 | -330K | -12.37% | $0.00 | 2.34M | Jun 24, 2021 | Class A Common Stock | 330K | By FinTech Investor Holdings IV, LLC | F1, F2, F3 | |
transaction | PWP | Class B Common Stock | Options Exercise | -2.34M | -100% | 0 | Jun 24, 2021 | Class A Common Stock | 2.34M | By FinTech Investor Holdings IV, LLC | F1, F4 | |||
transaction | PWP | Warrants | Award | +203K | 203K | Jun 24, 2021 | Class A Common Stock | 203K | $11.50 | By FinTech Investor Holdings IV, LLC | F1, F6 | |||
transaction | PWP | Class B Common Stock | Sale | -$1.3K | -130K | -2.45% | $0.01* | 5.2M | Jun 24, 2021 | Class A Common Stock | 130K | By FinTech Masala Advisors IV, LLC | F1, F5 | |
transaction | PWP | Class B Common Stock | Disposed to Issuer | $0 | -693K | -13.33% | $0.00 | 4.51M | Jun 24, 2021 | Class A Common Stock | 693K | By FinTech Masala Advisors IV, LLC | F1, F2, F3 | |
transaction | PWP | Class B Common Stock | Options Exercise | -4.51M | -100% | 0 | Jun 24, 2021 | Class A Common Stock | 4.51M | By FinTech Masala Advisors IV, LLC | F1, F4 |
Cohen Sponsor Interests IV, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. |
F2 | On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. |
F3 | (Continued from Footnote 2) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. |
F4 | In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. |
F5 | Represents shares transferred from Masala to Holdings pursuant to certain side letters by and among certain members of Holdings and Masala. |
F6 | Upon consummation of the Business Combination, the warrants to purchase shares of Class A Common Stock of the Issuer became exercisable 30 days thereafter. |