-
Signature
-
/s/ Lin, Jung-Chin
-
Issuer symbol
-
WINT
-
Transactions as of
-
20 May 2020
-
Net transactions value
-
+$2,382,538
-
Form type
-
4
-
Filing time
-
10 Jan 2022, 16:03:57 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
WINT |
Common Stock |
Other |
$0 |
-3,551,750 |
-75% |
$0.000000 |
1,183,916 |
20 May 2020 |
By Bioengine Capital Inc. |
F1, F2 |
| transaction |
WINT |
Common Stock |
Purchase |
$399,997 |
+55,172 |
+4.7% |
$7.25 |
1,239,088 |
20 May 2020 |
By Bioengine Capital Inc. |
F2 |
| transaction |
WINT |
Common Stock |
Purchase |
$1,982,541 |
+1,239,088 |
|
$1.60 |
1,239,088 |
30 Dec 2021 |
Direct |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
WINT |
SERIES F WARRANTS |
Other |
$0 |
0 |
|
$0.000000* |
0 |
24 Jun 2020 |
Common Stock |
384,824 |
$3.68 |
By Bioengine Capital Inc. |
F4 |
| transaction |
WINT |
SERIES G WARRANTS |
Other |
$0 |
-249,004 |
-50% |
$0.000000 |
249,004 |
20 May 2020 |
Common Stock |
249,004 |
$12.15 |
By Bioengine Capital Inc. |
F5, F6, F7 |
| transaction |
WINT |
SERIES J WARRANTS |
Purchase |
$0 |
+55,172 |
|
$0.000000 |
55,172 |
20 May 2020 |
Common Stock |
55,172 |
$7.80 |
By Bioengine Capital Inc. |
F6 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Center Laboratories, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses:
Remarks:
This filing constitutes a Form 4 exit filing for the Reporting Person, as the Reporting Person is no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended, as a result of the transactions reported herein.