Key facts
- This page summarizes Michael Quartieri's Form 4 filing for LiveOne, Inc. (LVO).
- 3 reported transactions and 1 derivative row are listed below.
- Filing timestamp: 08 Dec 2021, 20:30.
Michael Quartieri - 30 Nov 2021 Form 4 Insider Report for LiveOne, Inc. (LVO)
- Role
- CFO, EVP & Secretary
- Signature
- /s/ Michael Quartieri
- Issuer symbol
- LVO
- Transactions as of
- 30 Nov 2021
- Net transactions value
- -$112,584
- Form type
- 4
- Filing time
- 08 Dec 2021, 20:30:07 UTC
- Next filing
- 10 Jan 2022
- SEC
- View on sec.gov
Key filing fact
Michael Quartieri filed Form 4 for LiveOne, Inc. (LVO) on 08 Dec 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$112,584.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
LVO
transaction
Common Stock, $0.001 par value
Options Exercise
- Transaction value
- Shares
- +250,000
- Change %
- +1298%
- Price
- Shares after
- 269,255
- Date
- 30 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
LVO
transaction
Common Stock, $0.001 par value
Other
- Transaction value
- $112,584
- Shares
- -66,078
- Change %
- -25%
- Price
- $1.70
- Shares after
- 203,177
- Date
- 06 Dec 2021
- Ownership
- Direct
- Footnotes
- F3
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
LVO
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -250,000
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 250,000
- Date
- 30 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock, $0.001 par value
- Underlying amount
- 250,000
- Exercise price
- Footnotes
- F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Restricted Stock Units convert into Common Stock on a one-for-one basis. |
| F2 | These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of November 16, 2020 (the "EA"), and collectively represent the first portion of the unvested RSUs that vested as of November 2021. Each vested RSU was settled by the Issuer on the reported date by delivery to the Reporting Person of one share of the Issuer's common stock. The remaining restricted stock units granted pursuant to the EA vest as provided therein and previously reported on the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on December 7, 2020. |
| F3 | On the reported date these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in this footnote. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request. |