Kurt H. Schwarz - Mar 10, 2024 Form 4 Insider Report for Marcus & Millichap, Inc. (MMI)

Role
Chief Accounting Officer
Signature
/s/ Kurt H. Schwarz
Stock symbol
MMI
Transactions as of
Mar 10, 2024
Transactions value $
-$13,386
Form type
4
Date filed
3/12/2024, 09:32 PM
Previous filing
Mar 14, 2023
Next filing
May 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMI Common Stock Options Exercise +410 +5.66% 7.66K Mar 10, 2024 By Trust F1, F2
transaction MMI Common Stock Tax liability -$5.76K -169 -2.21% $34.06 7.49K Mar 10, 2024 By Trust F2, F3
transaction MMI Common Stock Options Exercise +147 +1.96% 7.63K Mar 10, 2024 By Trust F1, F2
transaction MMI Common Stock Tax liability -$2.08K -61 -0.8% $34.06 7.57K Mar 10, 2024 By Trust F2, F3
transaction MMI Common Stock Options Exercise +89 +1.18% 7.66K Mar 10, 2024 By Trust F1, F2
transaction MMI Common Stock Tax liability -$1.26K -37 -0.48% $34.06 7.62K Mar 10, 2024 By Trust F2, F3
transaction MMI Common Stock Options Exercise +190 +2.49% 7.81K Mar 10, 2024 By Trust F1, F2
transaction MMI Common Stock Tax liability -$2.66K -78 -1% $34.06 7.74K Mar 10, 2024 By Trust F2, F3
transaction MMI Common Stock Options Exercise +117 +1.51% 7.85K Mar 10, 2024 By Trust F1, F2
transaction MMI Common Stock Tax liability -$1.63K -48 -0.58% $34.06 8.24K Mar 10, 2024 By Trust F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMI Restricted Stock Units Options Exercise $0 -410 -100% $0.00* 0 Mar 10, 2024 Common Stock 410 Direct F1, F5
transaction MMI Restricted Stock Units Options Exercise $0 -147 -50% $0.00 147 Mar 10, 2024 Common Stock 147 Direct F1, F6
transaction MMI Restricted Stock Units Options Exercise $0 -89 -32.96% $0.00 181 Mar 10, 2024 Common Stock 89 Direct F1, F7
transaction MMI Restricted Stock Units Options Exercise $0 -190 -24.97% $0.00 571 Mar 10, 2024 Common Stock 190 Direct F1, F8
transaction MMI Restricted Stock Units Options Exercise $0 -117 -19.97% $0.00 469 Mar 10, 2024 Common Stock 117 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.
F3 Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.
F4 Includes 431 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.
F5 The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F6 The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F7 The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F8 The restricted stock units vest in five equal annual installments beginning March 10, 2023.
F9 The restricted stock units vest in five equal annual installments beginning March 10, 2024.