Kurt H. Schwarz - Mar 10, 2023 Form 4 Insider Report for Marcus & Millichap, Inc. (MMI)

Role
Chief Accounting Officer
Signature
/s/ Kurt H. Schwarz
Stock symbol
MMI
Transactions as of
Mar 10, 2023
Transactions value $
-$11,156
Form type
4
Date filed
3/14/2023, 08:43 PM
Previous filing
Feb 13, 2023
Next filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMI Common Stock Options Exercise +130 +2.05% 6.47K Mar 10, 2023 By Trust F1, F2
transaction MMI Common Stock Tax liability -$1.74K -54 -0.83% $32.15 6.42K Mar 10, 2023 By Trust F2, F3
transaction MMI Common Stock Options Exercise +404 +6.29% 6.82K Mar 10, 2023 By Trust F1, F2
transaction MMI Common Stock Tax liability -$4.79K -149 -2.18% $32.15 6.67K Mar 10, 2023 By Trust F2, F3
transaction MMI Common Stock Options Exercise +147 +2.2% 6.82K Mar 10, 2023 By Trust F1, F2
transaction MMI Common Stock Tax liability -$1.61K -50 -0.73% $32.15 6.77K Mar 10, 2023 By Trust F2, F3
transaction MMI Common Stock Options Exercise +89 +1.31% 6.86K Mar 10, 2023 By Trust F1, F2
transaction MMI Common Stock Tax liability -$965 -30 -0.44% $32.15 6.83K Mar 10, 2023 By Trust F2, F3
transaction MMI Common Stock Options Exercise +190 +2.78% 7.02K Mar 10, 2023 By Trust F1, F2
transaction MMI Common Stock Tax liability -$2.06K -64 -0.88% $32.15 7.25K Mar 10, 2023 By Trust F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMI Restricted Stock Units Options Exercise $0 -130 -100% $0.00* 0 Mar 10, 2023 Common Stock 130 Direct F1, F5
transaction MMI Restricted Stock Units Options Exercise $0 -404 -49.63% $0.00 410 Mar 10, 2023 Common Stock 404 Direct F1, F6
transaction MMI Restricted Stock Units Options Exercise $0 -147 -33.33% $0.00 294 Mar 10, 2023 Common Stock 147 Direct F1, F7
transaction MMI Restricted Stock Units Options Exercise $0 -89 -24.79% $0.00 270 Mar 10, 2023 Common Stock 89 Direct F1, F8
transaction MMI Restricted Stock Units Options Exercise $0 -190 -19.98% $0.00 761 Mar 10, 2023 Common Stock 190 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.
F3 Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023.
F4 Includes 290 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.
F5 The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F6 The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F7 The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F8 The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F9 The restricted stock units vest in five equal annual installments beginning March 10, 2023.