Jess Jankowski - Feb 9, 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role
President, CEO, Director
Signature
Jess A. Jankowski
Stock symbol
NANX
Transactions as of
Feb 9, 2024
Transactions value $
$2,803
Form type
4
Date filed
2/13/2024, 04:00 PM
Previous filing
Jan 23, 2024
Next filing
Sep 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Purchase $2.8K +7.01K +5.54% $0.40* 133K Feb 8, 2024 Direct F1
holding NANX Common Stock 1K Feb 9, 2024 Spouse's IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NANX Common Stock (right to purchase) 81K Feb 9, 2024 Common Stock 81K $0.44 Direct F2
holding NANX Common Stock (right to purchase) 69K Feb 9, 2024 Common Stock 69K $0.42 Direct F2
holding NANX Common Stock (right to purchase) 81K Feb 9, 2024 Common Stock 81K $0.68 Direct F2
holding NANX Common Stock (right to purchase) 90K Feb 9, 2024 Common Stock 90K $0.82 Direct F3
holding NANX Common Stock (right to purchase) 16.5K Feb 9, 2024 Common Stock 16.5K $0.51 Direct F4
holding NANX Common Stock (right to purchase) 90K Feb 9, 2024 Common Stock 90K $0.45 Direct F4
holding NANX Common Stock (right to purchase) 90K Feb 9, 2024 Common Stock 90K $4.17 Direct F4
holding NANX Common Stock (right to purchase) 72K Feb 9, 2024 Common Stock 72K $1.17 Direct F2
holding NANX Common Stock (right to purchase) 12.6K Feb 9, 2024 Common Stock 12.6K $0.61 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were purchased as part of the Company's recent shareholder rights offering.
F2 Subject to certain restrictions, beginning on this date, the options vest in three equal annual installments.
F3 Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
F4 Subject to certain restrictions, beginning on this date, options vest in three equal installments.