Jess Jankowski - 09 Feb 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (SLSN)

Role
President, CEO, Director
Signature
Jess A. Jankowski
Issuer symbol
SLSN
Transactions as of
09 Feb 2024
Net transactions value
+$2,803
Form type
4
Filing time
13 Feb 2024, 16:00:15 UTC
Previous filing
23 Jan 2024
Next filing
25 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Purchase $2,803 +7,008 +5.5% $0.4000* 133,458 08 Feb 2024 Direct F1
holding NANX Common Stock 1,000 09 Feb 2024 Spouse's IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NANX Common Stock (right to purchase) 81,000 09 Feb 2024 Common Stock 81,000 $0.4400 Direct F2
holding NANX Common Stock (right to purchase) 69,000 09 Feb 2024 Common Stock 69,000 $0.4200 Direct F2
holding NANX Common Stock (right to purchase) 81,000 09 Feb 2024 Common Stock 81,000 $0.6800 Direct F2
holding NANX Common Stock (right to purchase) 90,000 09 Feb 2024 Common Stock 90,000 $0.8200 Direct F3
holding NANX Common Stock (right to purchase) 16,500 09 Feb 2024 Common Stock 16,500 $0.5100 Direct F4
holding NANX Common Stock (right to purchase) 90,000 09 Feb 2024 Common Stock 90,000 $0.4500 Direct F4
holding NANX Common Stock (right to purchase) 90,000 09 Feb 2024 Common Stock 90,000 $4.17 Direct F4
holding NANX Common Stock (right to purchase) 72,000 09 Feb 2024 Common Stock 72,000 $1.16 Direct F2
holding NANX Common Stock (right to purchase) 12,600 09 Feb 2024 Common Stock 12,600 $0.6100 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were purchased as part of the Company's recent shareholder rights offering.
F2 Subject to certain restrictions, beginning on this date, the options vest in three equal annual installments.
F3 Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
F4 Subject to certain restrictions, beginning on this date, options vest in three equal installments.