Jess Jankowski - 24 Sep 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (SLSN)

Role
President, CEO, Director
Signature
/s/ Jess Jankowski
Issuer symbol
SLSN
Transactions as of
24 Sep 2024
Net transactions value
+$324
Form type
4
Filing time
25 Sep 2024, 16:00:06 UTC
Previous filing
13 Feb 2024
Next filing
13 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Options Exercise $35,964 +81,000 +64% $0.4440 207,450 24 Sep 2024 Direct
holding NANX Common Stock 1,000 24 Sep 2024 Spouse's IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NANX Common Stock (right to purchase) Disposed to Issuer $35,640 -81,000 -100% $0.4400 0 24 Sep 2024 Common Stock 81,000 $0.4400 Direct F1
holding NANX Common Stock (right to purchase) 69,000 24 Sep 2024 Common Stock 69,000 $0.4200 Direct F1
holding NANX Common Stock (right to purchase) 81,000 24 Sep 2024 Common Stock 81,000 $0.6800 Direct F1
holding NANX Common Stock (right to purchase) 90,000 24 Sep 2024 Common Stock 90,000 $0.8200 Direct F1
holding NANX Common Stock (right to purchase) 16,500 24 Sep 2024 Common Stock 16,500 $0.5100 Direct F1
holding NANX Common Stock (right to purchase) 90,000 24 Sep 2024 Common Stock 90,000 $0.4500 Direct F1
holding NANX Common Stock (right to purchase) 90,000 24 Sep 2024 Common Stock 90,000 $4.17 Direct F1
holding NANX Common Stock (right to purchase) 72,000 24 Sep 2024 Common Stock 72,000 $1.16 Direct F1
holding NANX Common Stock (right to purchase) 12,600 24 Sep 2024 Common Stock 12,600 $0.6100 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.