Jess Jankowski - Sep 24, 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role
President, CEO, Director
Signature
/s/ Jess Jankowski
Stock symbol
NANX
Transactions as of
Sep 24, 2024
Transactions value $
$324
Form type
4
Date filed
9/25/2024, 04:00 PM
Previous filing
Feb 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Options Exercise $36K +81K +64.06% $0.44 207K Sep 24, 2024 Direct
holding NANX Common Stock 1K Sep 24, 2024 Spouse's IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NANX Common Stock (right to purchase) Disposed to Issuer -$35.6K -81K -100% $0.44 0 Sep 24, 2024 Common Stock 81K $0.44 Direct F1
holding NANX Common Stock (right to purchase) 69K Sep 24, 2024 Common Stock 69K $0.42 Direct F1
holding NANX Common Stock (right to purchase) 81K Sep 24, 2024 Common Stock 81K $0.68 Direct F1
holding NANX Common Stock (right to purchase) 90K Sep 24, 2024 Common Stock 90K $0.82 Direct F1
holding NANX Common Stock (right to purchase) 16.5K Sep 24, 2024 Common Stock 16.5K $0.51 Direct F1
holding NANX Common Stock (right to purchase) 90K Sep 24, 2024 Common Stock 90K $0.45 Direct F1
holding NANX Common Stock (right to purchase) 90K Sep 24, 2024 Common Stock 90K $4.17 Direct F1
holding NANX Common Stock (right to purchase) 72K Sep 24, 2024 Common Stock 72K $1.17 Direct F1
holding NANX Common Stock (right to purchase) 12.6K Sep 24, 2024 Common Stock 12.6K $0.61 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.