James Zemlyak - Jan 19, 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ James M. Zemlyak
Stock symbol
SF
Transactions as of
Jan 19, 2024
Transactions value $
-$429,698
Form type
4
Date filed
1/23/2024, 04:46 PM
Previous filing
Mar 24, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +18.7K +1.5% $0.00 1.27M Jan 19, 2024 Direct
transaction SF Common Stock Tax liability -$430K -6.21K -0.49% $69.15 1.26M Jan 19, 2024 Direct
holding SF Common Stock 6.83K Jan 19, 2024 by Son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -18.7K -23.57% $0.00 60.7K Jan 19, 2024 Common Stock 18.7K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.