James M. Zemlyak - 19 Jan 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ James M. Zemlyak
Issuer symbol
SF
Transactions as of
19 Jan 2024
Net transactions value
-$429,698
Form type
4
Filing time
23 Jan 2024, 16:46:40 UTC
Previous filing
24 Mar 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +18,724 +1.5% $0.000000 1,269,376 19 Jan 2024 Direct
transaction SF Common Stock Tax liability $429,698 -6,214 -0.49% $69.15 1,263,162 19 Jan 2024 Direct
holding SF Common Stock 6,826 19 Jan 2024 by Son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -18,724 -24% $0.000000 60,726 19 Jan 2024 Common Stock 18,724 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.