Mark P. Fisher - 19 Jan 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
SENIOR VP & GENERAL COUNSEL
Signature
/s/ Mark Fisher
Issuer symbol
SF
Transactions as of
19 Jan 2024
Net transactions value
-$494,215
Form type
4
Filing time
23 Jan 2024, 16:23:36 UTC
Previous filing
13 Dec 2023
Next filing
06 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +13,164 +33% $0.000000 53,339 19 Jan 2024 Direct
transaction SF Common Stock Tax liability $494,215 -7,147 -13% $69.15 46,192 19 Jan 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -13,164 -39% $0.000000 20,952 19 Jan 2024 Common Stock 13,164 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.