Molly Henderson - 18 Jan 2024 Form 4 Insider Report for Phathom Pharmaceuticals, Inc. (PHAT)

Signature
/s/ Larry Miller, Attorney-in-Fact for Molly Henderson
Issuer symbol
PHAT
Transactions as of
18 Jan 2024
Net transactions value
-$48,900
Form type
4
Filing time
22 Jan 2024, 20:22:31 UTC
Previous filing
21 Nov 2023
Next filing
10 Apr 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PHAT Common Stock Sale $48,900 -6,307 -6% $7.75 98,698 19 Jan 2024 Direct F1, F2
holding PHAT Common Stock 1,911 18 Jan 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PHAT Stock Option (Right to Buy) Award $0 +120,000 $0.000000 120,000 18 Jan 2024 Common Stock 120,000 $7.60 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.
F2 Includes 1,944 shares acquired under the Phathom Pharmaceuticals, Inc. employee stock purchase plan in January 2024.
F3 The stock option will vest with respect to 25% of the shares of common stock on January 18, 2025, and will vest with respect to the remaining shares in equal monthly installments over the following three years, subject to the reporting person's continuous service to the Company on the applicable vesting dates.