James J. Dolan - 17 Jan 2024 Form 4 Insider Report for Hall of Fame Resort & Entertainment Co (HOFV)

Role
Director
Signature
Tara Charnes, Attorney-in-Fact
Issuer symbol
HOFV
Transactions as of
17 Jan 2024
Net transactions value
$0
Form type
4
Filing time
19 Jan 2024, 20:18:16 UTC
Previous filing
04 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOFV Common Stock Award +21,853 +129% 38,822 17 Jan 2024 Direct F1, F2
holding HOFV Common Stock 909 17 Jan 2024 By spouse
holding HOFV Common Stock 43,291 17 Jan 2024 Royston Road Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOFV Warrants 985,408 17 Jan 2024 Common Stock $253.11 Direct F3, F4
holding HOFV Warrants 60,000 17 Jan 2024 Common Stock $30.81 Direct F5
holding HOFV Warrants 461,684 17 Jan 2024 Common Stock $253.11 Royston Road Trust F3, F4
holding HOFV Warrants 248,338 17 Jan 2024 Common Stock $253.11 XAMOC, LLC F3, F4
holding HOFV Warrants 444,029 17 Jan 2024 Common Stock $253.11 Optical Lending, LLC F3, F4
holding HOFV Convertible Notes due 2025 $500,000 17 Jan 2024 Common Stock 3,292 By Gordon Pointe Management LLC F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs"), which will vest in full on January 17, 2025.
F2 Includes (i) 3,462 RSUs granted on July 5, 2023, which will vest in full on January 24, 2024, and (ii) 21,853 RSUs granted on January 17, 2024, which will vest in full on January 17, 2025.
F3 The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms.
F4 Each warrant represents the right to purchase 0.064578 shares of the Issuer's common stock.
F5 Each warrant represents the right to purchase 0.045435 shares of the Issuer's common stock.
F6 The conversion rate is 6.5849 shares of Common Stock per $1,000 principal amount of Convertible Notes due 2025.