Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HOFV | Common Stock | Award | $6.5K | +1.12K | +7.04% | $5.82 | 17K | Oct 2, 2023 | Direct | F1, F2 |
holding | HOFV | Common Stock | 909 | Oct 2, 2023 | By spouse | ||||||
holding | HOFV | Common Stock | 43.3K | Oct 2, 2023 | Royston Road Trust |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | HOFV | Warrants | 985K | Oct 2, 2023 | Common Stock | $253.11 | Direct | F3, F4 | ||||||
holding | HOFV | Warrants | 60K | Oct 2, 2023 | Common Stock | $30.81 | Direct | F5 | ||||||
holding | HOFV | Warrants | 462K | Oct 2, 2023 | Common Stock | $253.11 | Royston Road Trust | F3, F4 | ||||||
holding | HOFV | Warrants | 248K | Oct 2, 2023 | Common Stock | $253.11 | XAMOC, LLC | F3, F4 | ||||||
holding | HOFV | Warrants | 444K | Oct 2, 2023 | Common Stock | $253.11 | Optical Lending, LLC | F3, F4 | ||||||
holding | HOFV | Convertible Notes due 2025 | $500K | Oct 2, 2023 | Common Stock | 3.29K | By Gordon Pointe Management LLC | F6 |
Id | Content |
---|---|
F1 | Represents fully vested shares of common stock awarded under the Hall of Fame Resort & Entertainment Company Amended 2020 Omnibus Incentive Plan as partial payment (50%) of the reporting person's quarterly board retainer and meeting attendance fees. |
F2 | Includes 3,462 restricted stock units, which will vest in full on January 24, 2024. |
F3 | The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms. |
F4 | Each warrant represents the right to purchase 0.064578 shares of the Issuer's common stock. |
F5 | Each warrant represents the right to purchase 0.045435 shares of the Issuer's common stock. |
F6 | The conversion rate is 6.5849 shares of Common Stock per $1,000 principal amount of Convertible Notes due 2025. |