| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Common Stock | Options Exercise | $0 | +2,718 | +5.1% | $0.000000 | 55,792 | 02 Jan 2024 | By The Daunt Family Trust | F1 |
| transaction | LQDT | Common Stock | Other | $46,478 | -2,718 | -4.9% | $17.10 | 53,074 | 02 Jan 2024 | By The Daunt Family Trust | F2 |
| transaction | LQDT | Common Stock | Options Exercise | $0 | +1,842 | +3.5% | $0.000000 | 54,916 | 02 Jan 2024 | By The Daunt Family Trust | F3 |
| transaction | LQDT | Common Stock | Other | $31,498 | -1,842 | -3.4% | $17.10 | 53,074 | 02 Jan 2024 | By The Daunt Family Trust | F4 |
| transaction | LQDT | Common Stock | Options Exercise | $0 | +1,454 | +2.7% | $0.000000 | 54,528 | 02 Jan 2024 | By The Daunt Family Trust | F5 |
| transaction | LQDT | Common Stock | Other | $24,863 | -1,454 | -2.7% | $17.10 | 53,074 | 02 Jan 2024 | By The Daunt Family Trust | F6 |
| transaction | LQDT | Common Stock | Options Exercise | $0 | +3,453 | +6.5% | $0.000000 | 56,527 | 02 Jan 2024 | By The Daunt Family Trust | F7 |
| transaction | LQDT | Common Stock | Other | $59,046 | -3,453 | -6.1% | $17.10 | 53,074 | 02 Jan 2024 | By The Daunt Family Trust | F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Restricted Stock Unit Grant | Options Exercise | $0 | -4,075 | -100% | $0.000000* | 0 | 02 Jan 2024 | Common Stock | 4,075 | Direct | F11, F12, F13 | |
| transaction | LQDT | Restricted Stock Unit Grant | Options Exercise | $0 | -2,763 | -50% | $0.000000 | 2,762 | 02 Jan 2024 | Common Stock | 5,525 | Direct | F11, F12, F17 | |
| transaction | LQDT | Restricted Stock Unit Grant | Options Exercise | $0 | -2,180 | -33% | $0.000000 | 4,360 | 02 Jan 2024 | Common Stock | 6,540 | Direct | F11, F12, F20 | |
| transaction | LQDT | Restricted Stock Unit Grant | Options Exercise | $0 | -5,178 | -25% | $0.000000 | 15,532 | 02 Jan 2024 | Common Stock | 20,710 | Direct | F11, F12, F22 | |
| holding | LQDT | Stock Option Grant | 10,066 | 02 Jan 2024 | Common Stock | 10,066 | $6.11 | Direct | F9 | |||||
| holding | LQDT | Stock Option Grant | 10,400 | 02 Jan 2024 | Common Stock | 10,400 | $6.11 | Direct | F10 | |||||
| holding | LQDT | Stock Option Grant | 7,083 | 02 Jan 2024 | Common Stock | 7,083 | $6.58 | Direct | F14 | |||||
| holding | LQDT | Stock Option Grant | 38,950 | 02 Jan 2024 | Common Stock | 38,950 | $6.69 | Direct | F9 | |||||
| holding | LQDT | Stock Option Grant | 15,829 | 02 Jan 2024 | Common Stock | 15,829 | $6.69 | Direct | F15 | |||||
| holding | LQDT | Stock Option Grant | 29,325 | 02 Jan 2024 | Common Stock | 29,325 | $9.46 | Direct | F16 | |||||
| holding | LQDT | Stock Option Grant | 7,740 | 02 Jan 2024 | Common Stock | 7,740 | $22.20 | Direct | F18 | |||||
| holding | LQDT | Stock Option Grant | 7,740 | 02 Jan 2024 | Common Stock | 7,740 | $22.20 | Direct | F19 | |||||
| holding | LQDT | Restricted Stock Unit Grant | 8,720 | 02 Jan 2024 | Common Stock | 8,720 | Direct | F11, F21 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 20,710 | 02 Jan 2024 | Common Stock | 20,710 | Direct | F11, F23 | ||||||
| holding | LQDT | Stock Option Grant | 16,640 | 02 Jan 2024 | Common Stock | 16,640 | $14.00 | Direct | F24 | |||||
| holding | LQDT | Stock Option Grant | 16,640 | 02 Jan 2024 | Common Stock | 16,640 | $14.00 | Direct | F25 | |||||
| holding | LQDT | Restricted Stock Unit Grant | 19,325 | 02 Jan 2024 | Common Stock | 19,325 | Direct | F11, F26 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 19,325 | 02 Jan 2024 | Common Stock | 19,325 | Direct | F11, F23 | ||||||
| holding | LQDT | Stock Option Grant | 15,620 | 02 Jan 2024 | Common Stock | 15,620 | $17.31 | Direct | F24 | |||||
| holding | LQDT | Stock Option Grant | 15,620 | 02 Jan 2024 | Common Stock | 15,620 | $17.31 | Direct | F27 |
| Id | Content |
|---|---|
| F1 | Represents the net issuance of 2,718 shares from the vesting of 4,075 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,357 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. |
| F2 | In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 2,718 shares received by the reporting person in connection with the vesting of 4,075 restricted stock units. |
| F3 | Represents the net issuance of 1,842 shares from the vesting of 2,763 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 921 shares. |
| F4 | This transaction reflects the sale of the 1,842 shares received by the reporting person pursuant to the reporting person's release method election described above. |
| F5 | Represents the net issuance of 1,454 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 726 shares. |
| F6 | This transaction reflects the sale of the 1,454 shares received by the reporting person pursuant to the reporting person's release method election described above. |
| F7 | Represents the net issuance of 3,453 shares from the vesting of 5,178 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,725 shares. |
| F8 | This transaction reflects the sale of the 3,453 shares received by the reporting person pursuant to the reporting person's release method election described above. |
| F9 | These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. |
| F10 | 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. |
| F11 | Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. |
| F12 | Represents the vesting of restricted stock units. |
| F13 | Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |
| F14 | 12/48th of this option grant vested on May 1, 2020 and thereafter, 1/48th will vest each month for thirty-six months. |
| F15 | 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. |
| F16 | 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. |
| F17 | Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1,2025. |
| F18 | This option becomes excercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| F19 | 12/48th of this option grant will vest on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F20 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1,2026. |
| F21 | These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| F22 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027. |
| F23 | These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| F24 | These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| F25 | 12/48th of this option grant will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F26 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028. |
| F27 | 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |