| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Common Stock | Options Exercise | $50,062 | +5,292 | +10% | $9.46 | 58,366 | 26 Aug 2024 | By The Daunt Family Trust | F1 |
| transaction | LQDT | Common Stock | Sale | $119,070 | -5,292 | -9.1% | $22.50 | 53,074 | 26 Aug 2024 | By The Daunt Family Trust | |
| transaction | LQDT | Common Stock | Options Exercise | $94,572 | +9,997 | +19% | $9.46 | 63,071 | 26 Aug 2024 | By The Daunt Family Trust | F2 |
| transaction | LQDT | Common Stock | Sale | $94,587 | -4,217 | -6.7% | $22.43 | 58,854 | 26 Aug 2024 | By The Daunt Family Trust | F3 |
| transaction | LQDT | Common Stock | Options Exercise | $129,271 | +19,323 | +33% | $6.69 | 78,177 | 27 Aug 2024 | By The Daunt Family Trust | F4 |
| transaction | LQDT | Common Stock | Sale | $428,584 | -19,323 | -25% | $22.18 | 58,854 | 27 Aug 2024 | By The Daunt Family Trust | |
| transaction | LQDT | Common Stock | Options Exercise | $24,500 | +1,750 | +3% | $14.00 | 60,604 | 27 Aug 2024 | By The Daunt Family Trust | F5 |
| transaction | LQDT | Common Stock | Sale | $38,815 | -1,750 | -2.9% | $22.18 | 58,854 | 27 Aug 2024 | By The Daunt Family Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Stock Option Grant | Options Exercise | $0 | -38,950 | -100% | $0.000000 | 0 | 27 Aug 2024 | Common Stock | 38,950 | $6.69 | Direct | F2, F6 |
| transaction | LQDT | Stock Option Grant | Options Exercise | $0 | -22,950 | -78% | $0.000000 | 6,375 | 26 Aug 2024 | Common Stock | 29,325 | $9.46 | Direct | F2, F11 |
| transaction | LQDT | Stock Option Grant | Options Exercise | $0 | -6,587 | -40% | $0.000000 | 10,053 | 27 Aug 2024 | Common Stock | 16,640 | $14.00 | Direct | F2, F21 |
| holding | LQDT | Stock Option Grant | 10,066 | 26 Aug 2024 | Common Stock | 10,066 | $6.11 | Direct | F6 | |||||
| holding | LQDT | Stock Option Grant | 10,400 | 26 Aug 2024 | Common Stock | 10,400 | $6.11 | Direct | F8 | |||||
| holding | LQDT | Stock Option Grant | 7,083 | 26 Aug 2024 | Common Stock | 7,083 | $6.58 | Direct | F9 | |||||
| holding | LQDT | Stock Option Grant | 15,829 | 26 Aug 2024 | Common Stock | 15,829 | $6.69 | Direct | F10 | |||||
| holding | LQDT | Restricted Stock Unit Grant | 2,762 | 26 Aug 2024 | Common Stock | 2,762 | Direct | F7, F16 | ||||||
| holding | LQDT | Stock Option Grant | 7,740 | 26 Aug 2024 | Common Stock | 7,740 | $22.20 | Direct | F12 | |||||
| holding | LQDT | Stock Option Grant | 7,740 | 26 Aug 2024 | Common Stock | 7,740 | $22.20 | Direct | F13 | |||||
| holding | LQDT | Restricted Stock Unit Grant | 4,360 | 26 Aug 2024 | Common Stock | 4,360 | Direct | F14, F16 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 8,720 | 26 Aug 2024 | Common Stock | 8,720 | Direct | F15, F16 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 15,532 | 26 Aug 2024 | Common Stock | 15,532 | Direct | F16, F17 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 20,710 | 26 Aug 2024 | Common Stock | 20,710 | Direct | F16, F18 | ||||||
| holding | LQDT | Stock Option Grant | 16,640 | 26 Aug 2024 | Common Stock | 16,640 | $14.00 | Direct | F19 | |||||
| holding | LQDT | Restricted Stock Unit Grant | 19,325 | 26 Aug 2024 | Common Stock | 19,325 | Direct | F16, F20 | ||||||
| holding | LQDT | Restrcited Stock Unit Grant | 19,325 | 26 Aug 2024 | Common Stock | 19,325 | Direct | F16, F18 | ||||||
| holding | LQDT | Stock Option Grant | 15,620 | 26 Aug 2024 | Common Stock | 15,620 | $17.31 | Direct | F19 | |||||
| holding | LQDT | Stock Option Grant | 15,620 | 26 Aug 2024 | Common Stock | 15,620 | $17.31 | Direct | F22 |
| Id | Content |
|---|---|
| F1 | The reporting person exercised 12,953 stock options; 7,661 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 5,292 shares were acquired by the reporting person. |
| F2 | Represents an exercise of stock options. |
| F3 | The reporting person surrendered 4,217 shares with a market value of $94,587.31 to the issuer to pay the cost and related taxes associated with the exercise of the stock options described above (i.e., 9,997 stock options at $9.46). |
| F4 | The reporting person exercised 38,950 stock options; 19,627 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 19,323 shares were acquired by the reporting person. |
| F5 | The reporting person exercised 6,587 stock options; 4,837 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,750 shares were acquired by the reporting person. |
| F6 | These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. |
| F7 | Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1,2025. |
| F8 | 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. |
| F9 | 12/48th of this option grant vested on May 1, 2020 and thereafter, 1/48th will vest each month for thirty-six months. |
| F10 | 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. |
| F11 | 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. |
| F12 | This option becomes excercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| F13 | 12/48th of this option grant will vest on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F14 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1,2026. |
| F15 | These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| F16 | Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. |
| F17 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027. |
| F18 | These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| F19 | These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| F20 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028. |
| F21 | 12/48th of this option grant will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F22 | 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |