-
Signature
-
/s/ Katie Colendich, Attorney-in-Fact
-
Stock symbol
-
ASAN
-
Transactions as of
-
Dec 22, 2023
-
Transactions value $
-
-$88,350
-
Form type
-
4
-
Date filed
-
12/27/2023, 04:30 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ASAN |
Class A Common Stock |
Options Exercise |
$8K |
+5K |
+0.65% |
$1.60* |
769K |
Dec 22, 2023 |
Direct |
|
| transaction |
ASAN |
Class A Common Stock |
Sale |
-$96.4K |
-5K |
-0.65% |
$19.27 |
764K |
Dec 22, 2023 |
Direct |
F1, F2 |
| holding |
ASAN |
Class A Common Stock |
|
|
|
|
|
139K |
Dec 22, 2023 |
See footnote |
F3 |
| holding |
ASAN |
Class A Common Stock |
|
|
|
|
|
50K |
Dec 22, 2023 |
See footnote |
F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ASAN |
Stock Option (right to buy) |
Options Exercise |
$0 |
-5K |
-0.67% |
$0.00 |
741K |
Dec 22, 2023 |
Class A Common Stock |
5K |
$1.60 |
Direct |
F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: