Edward Y. Abbo - 15 Dec 2023 Form 4 Insider Report for C3.ai, Inc. (AI)

Role: Chief Technology Officer
Signature: /s/ Eric Jensen, Attorney-in-Fact
Issuer symbol: AI
Transactions as of: 15 Dec 2023
Net transactions value: -$1,399,690
Form type: 4
Filing time: 19 Dec 2023, 19:02:37 UTC
Previous filing: 19 Sep 2023
Next filing: 18 Mar 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AI	Class A Common Stock	Options Exercise		+83,074	+12%		772,921	15 Dec 2023	Direct	F1
transaction	AI	Class A Common Stock	Sale	$1,399,690	-45,548	-5.9%	$30.73	727,373	18 Dec 2023	Direct	F2, F3
holding	AI	Class A Common Stock						149,577	15 Dec 2023	See Footnote	F4
holding	AI	Class A Common Stock						149,578	15 Dec 2023	See Footnote	F5
holding	AI	Class A Common Stock						149,578	15 Dec 2023	See Footnote	F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AI	Restricted Stock Units	Options Exercise	$0	-8,074	-33%	$0.000000	16,147	15 Dec 2023	Class A Common Stock	8,074		Direct	F1, F7
transaction	AI	Restricted Stock Units	Options Exercise	$0	-75,000	-9.1%	$0.000000	750,000	15 Dec 2023	Class A Common Stock	75,000		Direct	F1, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F2	Shares sold to cover tax obligation from settlement of vested RSUs.
F3	Represents weighted average sales price. The shares were sold at prices ranging from $30.16 to $30.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4	The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
F5	The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
F6	The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
F7	12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F8	6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.