Edward Y. Abbo - Dec 15, 2023 Form 4 Insider Report for C3.ai, Inc. (AI)

Role: Chief Technology Officer
Signature: /s/ Eric Jensen, Attorney-in-Fact
Stock symbol: AI
Transactions as of: Dec 15, 2023
Transactions value $: -$1,399,690
Form type: 4
Date filed: 12/19/2023, 07:02 PM
Previous filing: Sep 19, 2023
Next filing: Mar 18, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AI	Class A Common Stock	Options Exercise		+83.1K	+12.04%		773K	Dec 15, 2023	Direct	F1
transaction	AI	Class A Common Stock	Sale	-$1.4M	-45.5K	-5.89%	$30.73	727K	Dec 18, 2023	Direct	F2, F3
holding	AI	Class A Common Stock						150K	Dec 15, 2023	See Footnote	F4
holding	AI	Class A Common Stock						150K	Dec 15, 2023	See Footnote	F5
holding	AI	Class A Common Stock						150K	Dec 15, 2023	See Footnote	F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AI	Restricted Stock Units	Options Exercise	$0	-8.07K	-33.33%	$0.00	16.1K	Dec 15, 2023	Class A Common Stock	8.07K		Direct	F1, F7
transaction	AI	Restricted Stock Units	Options Exercise	$0	-75K	-9.09%	$0.00	750K	Dec 15, 2023	Class A Common Stock	75K		Direct	F1, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F2	Shares sold to cover tax obligation from settlement of vested RSUs.
F3	Represents weighted average sales price. The shares were sold at prices ranging from $30.16 to $30.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4	The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
F5	The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
F6	The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
F7	12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F8	6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.