Edward Y. Abbo - 15 Sep 2023 Form 4 Insider Report for C3.ai, Inc. (AI)

Role: Chief Technology Officer
Signature: /s/ Eric Jensen, Attorney-in-Fact
Issuer symbol: AI
Transactions as of: 15 Sep 2023
Net transactions value: -$1,223,977
Form type: 4
Filing time: 19 Sep 2023, 18:34:34 UTC
Previous filing: 29 Jun 2023
Next filing: 19 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AI	Class A Common Stock	Options Exercise		+83,073	+13%		733,850	15 Sep 2023	Direct	F1
transaction	AI	Class A Common Stock	Tax liability	$1,223,977	-44,736	-6.1%	$27.36	689,847	15 Sep 2023	Direct	F2
holding	AI	Class A Common Stock						149,577	15 Sep 2023	See Footnote	F3
holding	AI	Class A Common Stock						149,578	15 Sep 2023	See Footnote	F4
holding	AI	Class A Common Stock						149,578	15 Sep 2023	See Footnote	F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AI	Restricted Stock Units	Options Exercise	$0	-8,073	-25%	$0.000000	24,221	15 Sep 2023	Class A Common Stock	8,073		Direct	F1, F6
transaction	AI	Restricted Stock Units	Options Exercise	$0	-75,000	-8.3%	$0.000000	825,000	15 Sep 2023	Class A Common Stock	75,000		Direct	F1, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F2	Includes 733 shares purchased under the Issuer's Employee Stock Purchase Plan on September 15, 2023.
F3	The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
F4	The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
F5	The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
F6	12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F7	6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.