Laura Francis - Oct 2, 2023 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role: Director
Signature: /s/ Wade Estey, as attorney-in-fact for Laura Francis
Stock symbol: SWAV
Transactions as of: Oct 2, 2023
Transactions value $: $0
Form type: 4
Date filed: 12/12/2023, 08:27 PM
Previous filing: Aug 23, 2023
Next filing: Jan 5, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWAV	Common Stock	Gift	$0	-497	-28.73%	$0.00	1.23K	Oct 2, 2023	Direct	F1
transaction	SWAV	Common Stock	Gift	$0	+497	+16.27%	$0.00	3.55K	Oct 2, 2023	David and Laura Francis Joint Rev Trust	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents a bona fide gift of securities by the reporting person to the David and Laura Francis Joint Revocable Trust in an exempt transaction pursuant to Rule 16b-5. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F2	These shares are held in a trust for the benefit of the reporting persons children. The reporting person and the reporting persons spouse are trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Content

Represents a bona fide gift of securities by the reporting person to the David and Laura Francis Joint Revocable Trust in an exempt transaction pursuant to Rule 16b-5. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.

These shares are held in a trust for the benefit of the reporting persons children. The reporting person and the reporting persons spouse are trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.