| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWAV | Common Stock | Sale | -$110K | -497 | -14% | $220.97 | 3.05K | Aug 22, 2023 | David and Laura Francis Joint Rev Trust | F1, F2 |
| holding | SWAV | Common Stock | 1.73K | Aug 22, 2023 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 5/23/2023. |
| F2 | All reported securities were sold at a price of $220.97. |