Jonathan M. Gottsegen - 22 Nov 2023 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Role
EVP, CLO & Corporate Secretary
Signature
/s/ Jonathan M. Gottsegen
Issuer symbol
BV
Transactions as of
22 Nov 2023
Net transactions value
-$21,975
Form type
4
Filing time
27 Nov 2023, 17:00:32 UTC
Previous filing
21 Nov 2023
Next filing
03 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BV Common Stock Options Exercise +8,313 +9.5% 95,383 22 Nov 2023 Direct F1, F2
transaction BV Common Stock Tax liability $21,975 -2,998 -3.1% $7.33 92,385 22 Nov 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BV Restricted Stock Units Options Exercise $0 -8,313 -100% $0.000000* 0 22 Nov 2023 Common Stock 8,313 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3 Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 22, 2023.
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F5 Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.