Jonathan M. Gottsegen - 17 Nov 2023 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Signature
/s/ Jonathan M. Gottsegen
Issuer symbol
BV
Transactions as of
17 Nov 2023
Net transactions value
-$677,204
Form type
4
Filing time
21 Nov 2023, 17:00:28 UTC
Previous filing
05 Jun 2023
Next filing
27 Nov 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BV Common Stock Options Exercise +6,200 +7.1% 93,270 18 Nov 2023 Direct F1, F2
transaction BV Common Stock Options Exercise +12,466 +13% 105,736 18 Nov 2023 Direct F1, F2
transaction BV Common Stock Options Exercise +67,513 +64% 173,249 18 Nov 2023 Direct F1, F2
transaction BV Common Stock Tax liability $16,099 -2,236 -1.3% $7.20 171,013 18 Nov 2023 Direct F2, F3
transaction BV Common Stock Tax liability $32,364 -4,495 -2.6% $7.20 166,518 18 Nov 2023 Direct F2, F3
transaction BV Common Stock Tax liability $175,270 -24,343 -15% $7.20 142,175 18 Nov 2023 Direct F2, F3
transaction BV Common Stock Options Exercise +6,722 +4.7% 148,897 19 Nov 2023 Direct F1, F2
transaction BV Common Stock Tax liability $17,453 -2,424 -1.6% $7.20 146,473 19 Nov 2023 Direct F2, F4
transaction BV Common Stock Sale $436,018 -59,403 -41% $7.34 87,070 20 Nov 2023 Direct F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BV Restricted Stock Units Award $0 +51,805 $0.000000 51,805 17 Nov 2023 Common Stock 51,805 Direct F6, F7
transaction BV Restricted Stock Units Options Exercise $0 -6,200 -33% $0.000000 12,401 18 Nov 2023 Common Stock 6,200 Direct F6, F8
transaction BV Restricted Stock Units Options Exercise $0 -12,466 -25% $0.000000 37,400 18 Nov 2023 Common Stock 12,466 Direct F6, F9
transaction BV Restricted Stock Units Options Exercise $0 -67,513 -100% $0.000000* 0 18 Nov 2023 Common Stock 67,513 Direct F6, F10
transaction BV Restricted Stock Units Options Exercise $0 -6,722 -50% $0.000000 6,722 19 Nov 2023 Common Stock 6,722 Direct F6, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3 Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023.
F4 Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2023.
F5 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.23 to $7.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F7 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.
F8 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.
F9 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023
F10 Represents a grant of time-based restricted stock units that vest on November 18, 2023.
F11 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.