Ann Fandozzi - Nov 22, 2023 Form 4 Insider Report for RB GLOBAL INC. (RBA)

Role
Director
Signature
/s/ Maria Teresa Punsalan, attorney-in-fact for Ann Fandozzi
Stock symbol
RBA
Transactions as of
Nov 22, 2023
Transactions value $
-$6,456,024
Form type
4
Date filed
11/24/2023, 06:08 PM
Previous filing
Nov 22, 2023
Next filing
Feb 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Sale -$5.51M -88.5K -75.92% $62.19 28.1K Nov 22, 2023 Direct
transaction RBA Common Shares Options Exercise $5.32M +97K $54.83 97K Nov 22, 2023 Direct
transaction RBA Common Shares Sale -$6.04M -97K -100% $62.24 0 Nov 22, 2023 Direct
transaction RBA Common Shares Options Exercise $3.05M +52.9K $57.70 52.9K Nov 22, 2023 Direct
transaction RBA Common Shares Sale -$3.28M -52.9K -100% $62.09 0 Nov 22, 2023 Direct
holding RBA Common Shares 2.7K Nov 22, 2023 Employee Stock Purchase Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -97K -63.9% $0.00 54.8K Nov 22, 2023 Common Shares 97K $54.83 Direct F1
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -52.9K -33.33% $0.00 106K Nov 22, 2023 Common Shares 52.9K $57.70 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option was granted on February 25, 2021 and vests in three equal annual installments beginning February 25, 2022.
F2 The option was granted on March 15, 2022 and vests in three equal annual installments beginning March 15, 2023.