Ann Fandozzi - 22 Nov 2023 Form 4 Insider Report for RB GLOBAL INC. (RBA)

Role
Director
Signature
/s/ Maria Teresa Punsalan, attorney-in-fact for Ann Fandozzi
Issuer symbol
RBA
Transactions as of
22 Nov 2023
Net transactions value
-$6,456,024
Form type
4
Filing time
24 Nov 2023, 18:08:44 UTC
Previous filing
22 Nov 2023
Next filing
20 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Sale $5,505,370 -88,525 -76% $62.19 28,082 22 Nov 2023 Direct
transaction RBA Common Shares Options Exercise $5,316,755 +96,968 $54.83 96,968 22 Nov 2023 Direct
transaction RBA Common Shares Sale $6,035,288 -96,968 -100% $62.24 0 22 Nov 2023 Direct
transaction RBA Common Shares Options Exercise $3,050,888 +52,875 $57.70 52,875 22 Nov 2023 Direct
transaction RBA Common Shares Sale $3,283,009 -52,875 -100% $62.09 0 22 Nov 2023 Direct
holding RBA Common Shares 2,702 22 Nov 2023 Employee Stock Purchase Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -96,968 -64% $0.000000 54,789 22 Nov 2023 Common Shares 96,968 $54.83 Direct F1
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -52,875 -33% $0.000000 105,746 22 Nov 2023 Common Shares 52,875 $57.70 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option was granted on February 25, 2021 and vests in three equal annual installments beginning February 25, 2022.
F2 The option was granted on March 15, 2022 and vests in three equal annual installments beginning March 15, 2023.