Joseph J. Stich - Nov 15, 2023 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
SVP HR and IVD
Signature
/s/ John Manders on behalf of Joseph J. Stich
Stock symbol
SRDX
Transactions as of
Nov 15, 2023
Transactions value $
-$83,149
Form type
4
Date filed
11/17/2023, 04:07 PM
Previous filing
Dec 2, 2022
Next filing
Dec 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Options Exercise $410K +17.1K +30.95% $23.95 72.4K Nov 15, 2023 Direct F1
transaction SRDX Common Stock Tax liability -$493K -14.6K -20.13% $33.82 57.9K Nov 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Employee Stock Option (right to buy) Options Exercise $0 -17.1K -100% $0.00* 0 Nov 15, 2023 Common Stock 17.1K $23.95 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 453 shares acquired through the Employee Stock Purchase Plan for the phase ending 2/28/23 and 462 shares acquired for the phase ending 8/31/23.
F2 Fully vested.