Joseph J. Stich - 15 Nov 2023 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
SVP HR and IVD
Signature
/s/ John Manders on behalf of Joseph J. Stich
Issuer symbol
SRDX
Transactions as of
15 Nov 2023
Net transactions value
-$83,149
Form type
4
Filing time
17 Nov 2023, 16:07:19 UTC
Previous filing
02 Dec 2022
Next filing
04 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Options Exercise $410,048 +17,121 +31% $23.95 72,433 15 Nov 2023 Direct F1
transaction SRDX Common Stock Tax liability $493,197 -14,583 -20% $33.82 57,850 15 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Employee Stock Option (right to buy) Options Exercise $0 -17,121 -100% $0.000000* 0 15 Nov 2023 Common Stock 17,121 $23.95 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 453 shares acquired through the Employee Stock Purchase Plan for the phase ending 2/28/23 and 462 shares acquired for the phase ending 8/31/23.
F2 Fully vested.