Joseph J. Stich - 30 Nov 2022 Form 4 Insider Report for SURMODICS INC (SRDX)

Role: SVP HR and IVD
Signature: /s/ John Manders on behalf of Joseph J. Stich
Issuer symbol: SRDX
Transactions as of: 30 Nov 2022
Net transactions value: -$52,352
Form type: 4
Filing time: 02 Dec 2022, 17:53:14 UTC
Previous filing: 29 Nov 2022
Next filing: 17 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SRDX	Common Stock	Tax liability	$25,363	-702	-1.4%	$36.13	49,609	30 Nov 2022	Direct
transaction	SRDX	Common Stock	Tax liability	$26,989	-747	-1.5%	$36.13	48,862	30 Nov 2022	Direct
transaction	SRDX	Common Stock	Award	$0	+5,535	+11%	$0.000000	54,397	30 Nov 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SRDX	Employee Stock Option (right to buy)	Award	$0	+19,243		$0.000000	19,243	30 Nov 2022	Common Stock	19,243	$36.13	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The award vests in four equal installments on each of the first four anniversaries of the November 30, 2022 grant date.