Mark Wong - 26 Oct 2023 Form 4 Insider Report for S&W Seed Co (SANW)

Role
Director
Signature
/s/ Vanessa Baughman, Attorney-in-Fact
Issuer symbol
SANW
Transactions as of
26 Oct 2023
Net transactions value
$0
Form type
4
Filing time
27 Oct 2023, 19:31:24 UTC
Previous filing
15 Dec 2023
Next filing
12 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Award $0 +12,943 +4.4% $0.000000 306,658 26 Oct 2023 Direct F1
holding SANW Common Stock 36,630 26 Oct 2023 By Starlight 4, LLLP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest on the earlier of (i) December 14, 2023 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date.
F2 The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.