Battery Partners IX, LLC - 28 Sep 2023 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Role
10%+ Owner
Signature
/s/ Christopher Schiavo, as Attorney-in-Fact for Battery Partners IX, LLC
Issuer symbol
CXM
Transactions as of
28 Sep 2023
Net transactions value
$0
Form type
4
Filing time
02 Oct 2023, 16:41:34 UTC
Previous filing
13 Sep 2023
Next filing
12 Oct 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CXM Class A Common Stock Other $0 -3,000,000 -37% $0.000000 5,035,367 28 Sep 2023 By Battery Ventures IX, L.P. F1, F2
transaction CXM Class A Common Stock Other $0 -30,304 -38% $0.000000 48,768 28 Sep 2023 By Battery Investment Partners IX, LLC F3, F4
transaction CXM Class A Common Stock Other $0 +908,537 $0.000000 908,537 28 Sep 2023 By Battery Partners IX, LLC F5, F6
transaction CXM Class A Common Stock Other $0 -908,537 -100% $0.000000* 0 28 Sep 2023 By Battery Partners IX, LLC F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner and limited partners without additional consideration.
F2 Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F3 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration.
F4 Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F5 Represents receipt of securities in the distribution in kind described in footnote (1).
F6 Securities are held by BP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F7 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration.