Battery Partners IX, LLC - Sep 11, 2023 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Role
10%+ Owner
Signature
/s/ Christopher Schiavo, as Attorney-in-Fact for Battery Partners IX, LLC
Stock symbol
CXM
Transactions as of
Sep 11, 2023
Transactions value $
$0
Form type
4
Date filed
9/13/2023, 08:38 PM
Previous filing
Jun 21, 2023
Next filing
Oct 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CXM Class A Common Stock Other $0 -3M -27.19% $0.00 8.04M Sep 11, 2023 By Battery Ventures IX, L.P. F1, F2
transaction CXM Class A Common Stock Other $0 -30.3K -27.71% $0.00 79.1K Sep 11, 2023 By Battery Investment Partners IX, LLC F3, F4
transaction CXM Class A Common Stock Other $0 +910K $0.00 910K Sep 11, 2023 By Battery Partners IX, LLC F5, F6
transaction CXM Class A Common Stock Other $0 -910K -100% $0.00* 0 Sep 11, 2023 By Battery Partners IX, LLC F6, F7
transaction CXM Class A Common Stock Gift $0 -145K -20.56% $0.00 560K Sep 11, 2023 Direct F8, F9, F10
holding CXM Class A Common Stock 216K Sep 11, 2023 By Battery Investment Partners Select Fund I, L.P. F11
holding CXM Class A Common Stock 2.18M Sep 11, 2023 By Battery Ventures Select Fund I, L.P. F12
holding CXM Class A Common Stock 6.78K Sep 11, 2023 By Tobin Family, LLC F13, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner and limited partners without additional consideration.
F2 Securities are held by BV IX. BP IX is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. Scott R. Tobin is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F3 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration.
F4 Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. Scott R. Tobin is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F5 Represents receipt of securities in the distribution in kind described in footnote (1).
F6 Securities are held by BP IX. Scott R. Tobin is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F7 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration.
F8 Gift without consideration.
F9 The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distribution in kind described in footnote (7).
F10 Securities are held by Scott R. Tobin.
F11 Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). Scott R. Tobin is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F12 Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is BP Select I GP. Scott R. Tobin is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F13 The total number of securities reported herein reflects the receipt of securities in the distribution in kind described in footnote (3).
F14 Securities are held by Tobin Family, LLC, of which the Reporting Person is the sole member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.