Aubrey S. Miller - Sep 29, 2023 Form 4 Insider Report for FIRST US BANCSHARES, INC. (FUSB)

Role
Director
Signature
/s/Beverly J. Dozier, by power of attorney
Stock symbol
FUSB
Transactions as of
Sep 29, 2023
Transactions value $
$453
Form type
4
Date filed
10/2/2023, 12:23 PM
Previous filing
Jul 5, 2023
Next filing
Jan 2, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FUSB Phantom Stock Units Award $453 +53 +46.97% $8.55 166 Sep 29, 2023 Common Stock 53 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units convert to common stock on a 1-for-1 basis.
F2 Includes .35 share attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.
F3 The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.