Roy J. Bade - Sep 25, 2023 Form 4 Insider Report for CaliberCos Inc. (CWD)

Role
Ch. Development Officer
Signature
/s/ Roy J. Bade
Stock symbol
CWD
Transactions as of
Sep 25, 2023
Transactions value $
$0
Form type
4
Date filed
9/28/2023, 07:45 PM
Previous filing
Sep 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWD Common Stock Award $0 +272K +1113.62% $0.00 296K Sep 25, 2023 Direct F1, F2
holding CWD Common Stock 70.7K Sep 25, 2023 See footnote 3. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F2 RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months.
F3 Class A common stock owned by Wave Investments LLC, an Arizona limited liability company, of which the Reporting Person is the sole manager.