Roy J. Bade - 25 Sep 2023 Form 4 Insider Report for CaliberCos Inc. (CWD)

Role
Ch. Development Officer
Signature
/s/ Roy J. Bade
Issuer symbol
CWD
Transactions as of
25 Sep 2023
Net transactions value
$0
Form type
4
Filing time
28 Sep 2023, 19:45:57 UTC
Previous filing
28 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWD Common Stock Award $0 +271,969 +1114% $0.000000 296,391 25 Sep 2023 Direct F1, F2
holding CWD Common Stock 70,662 25 Sep 2023 See footnote 3. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F2 RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months.
F3 Class A common stock owned by Wave Investments LLC, an Arizona limited liability company, of which the Reporting Person is the sole manager.