Eric Cantor - Sep 22, 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Sep 22, 2023
Transactions value $
$0
Form type
4
Date filed
9/26/2023, 05:18 PM
Previous filing
Jul 31, 2023
Next filing
Nov 6, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive RSUs Granted in 2018 (Quarterly Awards) Award $0 +18.8 +1.34% $0.00 1.42K Sep 22, 2023 Class A Common Stock 18.8 $0.00 Direct F1, F2
transaction MC 2018 Incentive RSUs Award $0 +145 +1.34% $0.00 10.9K Sep 22, 2023 Class A Common Stock 145 $0.00 Direct F1, F3
transaction MC 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) Award $0 +64.9 +1.35% $0.00 4.89K Sep 22, 2023 Class A Common Stock 64.9 $0.00 Direct F1, F4
transaction MC 2019 Incentive RSUs Award $0 +260 +1.34% $0.00 19.6K Sep 22, 2023 Class A Common Stock 260 $0.00 Direct F1, F5
transaction MC 2020 Incentive RSUs Award $0 +269 +1.34% $0.00 20.3K Sep 22, 2023 Class A Common Stock 269 $0.00 Direct F1, F6
transaction MC 2021 Incentive RSUs Award $0 +339 +1.34% $0.00 25.5K Sep 22, 2023 Class A Common Stock 339 $0.00 Direct F1, F7
transaction MC 2022 Incentive RSUs Award $0 +531 +1.34% $0.00 40K Sep 22, 2023 Class A Common Stock 531 $0.00 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 7.12 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (2) 11.72 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 9.17 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 10.92 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (3) 22.69 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (4) 22.15 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
F5 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F7 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F8 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.