Eric Cantor - Jul 27, 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Jul 27, 2023
Transactions value $
-$30,442
Form type
4
Date filed
7/31/2023, 05:52 PM
Previous filing
Jun 27, 2023
Next filing
Sep 26, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +1.33K +0.78% 172K Jul 27, 2023 Direct F1
transaction MC Class A Common Stock Tax liability -$30.4K -585 -0.34% $52.01 171K Jul 27, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive RSUs (June) Options Exercise $0 -519 -100% $0.00* 0 Jul 27, 2023 Class A Common Stock 519 Direct F2
transaction MC 2019 Incentive RSUs (June) Options Exercise $0 -812 -50% $0.00 812 Jul 27, 2023 Class A Common Stock 812 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs)
F2 The RSUs were settled for Class A Common Stock on July 27, 2023.