Eric Cantor - 27 Jul 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
27 Jul 2023
Net transactions value
-$30,442
Form type
4
Filing time
31 Jul 2023, 17:52:02 UTC
Previous filing
27 Jun 2023
Next filing
26 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +1,330 +0.78% 171,939 27 Jul 2023 Direct F1
transaction MC Class A Common Stock Tax liability $30,442 -585 -0.34% $52.01 171,354 27 Jul 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive RSUs (June) Options Exercise $0 -519 -100% $0.000000* 0 27 Jul 2023 Class A Common Stock 519 Direct F2
transaction MC 2019 Incentive RSUs (June) Options Exercise $0 -812 -50% $0.000000 812 27 Jul 2023 Class A Common Stock 812 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs)
F2 The RSUs were settled for Class A Common Stock on July 27, 2023.