Sean Ryder - 20 Sep 2023 Form 4 Insider Report for GENELUX Corp (GNLX)

Role
General Counsel
Signature
/s/ Sean Ryder, J.D.
Issuer symbol
GNLX
Transactions as of
20 Sep 2023
Net transactions value
-$240,000
Form type
4
Filing time
21 Sep 2023, 16:30:38 UTC
Previous filing
12 Sep 2023
Next filing
08 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNLX Common Stock Options Exercise $60,000 +10,000 +1748% $6.00* 10,572 20 Sep 2023 Direct
transaction GNLX Common Stock Sale $300,000 -10,000 -95% $30.00 572 20 Sep 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNLX Stock Option (right to buy) Options Exercise $0 -10,000 -6.7% $0.000000 140,000 20 Sep 2023 Common Stock 10,000 $6.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.
F2 25% of the shares shall vest on October 4, 2022, and the remaining shares shall vest in 36 equal monthly installments thereafter.