Sean Ryder - Sep 20, 2023 Form 4 Insider Report for GENELUX Corp (GNLX)

Role
General Counsel
Signature
/s/ Sean Ryder, J.D.
Stock symbol
GNLX
Transactions as of
Sep 20, 2023
Transactions value $
-$240,000
Form type
4
Date filed
9/21/2023, 04:30 PM
Previous filing
Sep 12, 2023
Next filing
Jul 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNLX Common Stock Options Exercise $60K +10K +1748.25% $6.00* 10.6K Sep 20, 2023 Direct
transaction GNLX Common Stock Sale -$300K -10K -94.59% $30.00 572 Sep 20, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNLX Stock Option (right to buy) Options Exercise $0 -10K -6.67% $0.00 140K Sep 20, 2023 Common Stock 10K $6.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.
F2 25% of the shares shall vest on October 4, 2022, and the remaining shares shall vest in 36 equal monthly installments thereafter.