Brian M. Chopin - 13 Sep 2023 Form 4/A - Amendment Insider Report for WARRIOR MET COAL, INC. (HCC)

Signature
/s/ Kelli K. Gant, by power of attorney
Issuer symbol
HCC
Transactions as of
13 Sep 2023
Net transactions value
-$126,720
Form type
4/A - Amendment
Filing time
14 Sep 2023, 17:04:43 UTC
Date Of Original Report
14 Sep 2023
Previous filing
21 Feb 2023
Next filing
12 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCC Common Stock Sale $126,720 -2,816 -20% $45.00 11,187 13 Sep 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2022.

Remarks:

The original Form 4 reporting this transaction inadvertently misstated the date on which the reporting person adopted the 10b5-1 trading plan.