Brian M. Chopin - Feb 16, 2023 Form 4 Insider Report for WARRIOR MET COAL, INC. (HCC)

Signature
/s/ Kelli K. Gant, by power of attorney
Stock symbol
HCC
Transactions as of
Feb 16, 2023
Transactions value $
-$21,450
Form type
4
Date filed
2/21/2023, 12:59 PM
Previous filing
Feb 15, 2023
Next filing
Sep 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCC Common Stock Options Exercise $0 +812 +6.19% $0.00 13.9K Feb 16, 2023 Direct F1
transaction HCC Common Stock Tax liability -$12.2K -304 -2.18% $40.00 13.6K Feb 16, 2023 Direct F2
transaction HCC Common Stock Options Exercise $0 +597 +4.38% $0.00 14.2K Feb 17, 2023 Direct F1
transaction HCC Common Stock Tax liability -$9.29K -223 -1.57% $41.66 14K Feb 17, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCC Restricted Stock Units Options Exercise $0 -812 -50% $0.00 812 Feb 16, 2023 Common Stock 812 Direct F3
transaction HCC Restricted Stock Units Options Exercise $0 -597 -33.33% $0.00 1.19K Feb 17, 2023 Common Stock 597 Direct F4
holding HCC Restricted Stock Units 1.57K Feb 16, 2023 Common Stock 1.57K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock on a one-for-one basis.
F2 Represents the withholding of shares for tax purposes.
F3 The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 16, 2021, the date of grant.
F4 The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 17, 2022, the date of grant.
F5 The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2023, the date of grant.