Brian M. Chopin - 16 Feb 2023 Form 4 Insider Report for WARRIOR MET COAL, INC. (HCC)

Role
Chief Accounting Officer
Signature
/s/ Kelli K. Gant, by power of attorney
Issuer symbol
HCC
Transactions as of
16 Feb 2023
Net transactions value
-$21,450
Form type
4
Filing time
21 Feb 2023, 12:59:12 UTC
Previous filing
15 Feb 2023
Next filing
14 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCC Common Stock Options Exercise $0 +812 +6.2% $0.000000 13,933 16 Feb 2023 Direct F1
transaction HCC Common Stock Tax liability $12,160 -304 -2.2% $40.00 13,629 16 Feb 2023 Direct F2
transaction HCC Common Stock Options Exercise $0 +597 +4.4% $0.000000 14,226 17 Feb 2023 Direct F1
transaction HCC Common Stock Tax liability $9,290 -223 -1.6% $41.66 14,003 17 Feb 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCC Restricted Stock Units Options Exercise $0 -812 -50% $0.000000 812 16 Feb 2023 Common Stock 812 Direct F3
transaction HCC Restricted Stock Units Options Exercise $0 -597 -33% $0.000000 1,194 17 Feb 2023 Common Stock 597 Direct F4
holding HCC Restricted Stock Units 1,566 16 Feb 2023 Common Stock 1,566 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting and settlement of restricted stock units ("RSUs"), which convert into common stock on a one-for-one basis.
F2 Represents the withholding of shares for tax purposes.
F3 The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 16, 2021, the date of grant.
F4 The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 17, 2022, the date of grant.
F5 The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2023, the date of grant.