John Thomas - Sep 11, 2023 Form 4 Insider Report for GENELUX Corp (GNLX)

Role: Director
Signature: /s/ Sean Ryder, Attorney-in-Fact
Stock symbol: GNLX
Transactions as of: Sep 11, 2023
Transactions value $: $0
Form type: 4
Date filed: 9/13/2023, 08:15 PM
Previous filing: May 2, 2023
Next filing: Sep 18, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GNLX	Common Stock	Award	$0	+3.46K	+0.72%	$0.00	482K	Sep 11, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GNLX	Stock Option (Right to Buy)	Award	$0	+4.4K		$0.00	4.4K	Sep 11, 2023	Common Stock	4.4K	$22.40	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.
F2	The shares subject to the option will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.