John W. Smither - 11 Sep 2023 Form 4 Insider Report for GENELUX Corp (GNLX)

Role: Director
Signature: /s/ Sean Ryder, Attorney-in-Fact
Issuer symbol: GNLX
Transactions as of: 11 Sep 2023
Net transactions value: $0
Form type: 4
Filing time: 13 Sep 2023, 20:14:26 UTC
Previous filing: 05 Sep 2023
Next filing: 14 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GNLX	Common Stock	Award	$0	+6,920	+769%	$0.000000	7,820	11 Sep 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GNLX	Stock Option (Right to Buy)	Award	$0	+8,447		$0.000000	8,447	11 Sep 2023	Common Stock	8,447	$22.40	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs shall vest in equal monthly installments over a three year period following the date of grant.
F2	The shares subject to the option shall vest in equal monthly installments over a three year period following the date of grant.