Antoine Papiernik - Sep 8, 2023 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role: Director
Signature: /s/ Wade Estey, as attorney-in-fact for Antoine Papiernik
Stock symbol: SWAV
Transactions as of: Sep 8, 2023
Transactions value $: $0
Form type: 4
Date filed: 9/12/2023, 08:20 PM
Previous filing: Jul 6, 2023
Next filing: May 31, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWAV	Common Stock	Other	$0	-21.9K	-96.75%	$0.00	736	Sep 8, 2023	Direct	F1
holding	SWAV	Common Stock						34.2K	Sep 8, 2023	By Sofinnova Capital VII FCPR	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents a distribution of Common Stock of the Issuer by the reporting person without consideration to Sofinnova Capital VII FCPR ("Sofinnova VII") in accordance with the employment agreement between the reporting person and Sofinnova Partners SAS.
F2	Represents shares directly held by Sofinnova VII and includes 21,926 shares received pursuant to the distribution reported hereinabove. The reporting person is one of the managing partners of Sofinnova Partners SAS, a French corporation and the management company of Sofinnova VII. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Content

Represents a distribution of Common Stock of the Issuer by the reporting person without consideration to Sofinnova Capital VII FCPR ("Sofinnova VII") in accordance with the employment agreement between the reporting person and Sofinnova Partners SAS.

Represents shares directly held by Sofinnova VII and includes 21,926 shares received pursuant to the distribution reported hereinabove. The reporting person is one of the managing partners of Sofinnova Partners SAS, a French corporation and the management company of Sofinnova VII. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.