Antoine Papiernik - Jul 5, 2023 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
Director
Signature
/s/ Wade Estey, as attorney-in-fact for Antoine Papiernik
Stock symbol
SWAV
Transactions as of
Jul 5, 2023
Transactions value $
$295,477
Form type
4
Date filed
7/6/2023, 08:40 PM
Previous filing
Jun 15, 2023
Next filing
Sep 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $295K +17.4K +329.12% $17.00* 22.7K Jul 5, 2023 Direct
holding SWAV Common Stock 12.3K Jul 5, 2023 By Sofinnova Capital VII FCPR

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -17.4K -100% $0.00* 0 Jul 5, 2023 Common Stock 17.4K $17.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/3rd of the options vested each year beginning on March 11, 2020 until 100% of the options have vested.