Aladar Szalay - Sep 7, 2023 Form 4 Insider Report for GENELUX Corp (GNLX)

Role
10%+ Owner
Signature
/s/ Aladar Szalay
Stock symbol
GNLX
Transactions as of
Sep 7, 2023
Transactions value $
-$878,600
Form type
4
Date filed
9/11/2023, 07:05 PM
Previous filing
Jan 30, 2023
Next filing
Sep 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNLX Common Stock Sale -$240K -9.94K -5.86% $24.12 160K Sep 7, 2023 By Spouse F1, F2
transaction GNLX Common Stock Sale -$63.6K -2.51K -1.57% $25.34 157K Sep 7, 2023 By Spouse F3
transaction GNLX Common Stock Sale -$311K -13.7K -8.71% $22.78 143K Sep 8, 2023 By Spouse F4
transaction GNLX Common Stock Sale -$200K -8.52K -5.94% $23.49 135K Sep 8, 2023 By Spouse F5
transaction GNLX Common Stock Sale -$63.8K -2.64K -1.95% $24.19 132K Sep 8, 2023 By Spouse F6
holding GNLX Common Stock 32.2K Sep 7, 2023 Direct
holding GNLX Common Stock 2.26M Sep 7, 2023 By Trust F7
holding GNLX Common Stock 550K Sep 7, 2023 By Trust F8
holding GNLX Common Stock 1.59M Sep 7, 2023 By Trust F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $23.79 to $24.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F2 The Form 3 filed by the reporting person on January 25, 2023 and the Form 4 filed by the reporting person on January 30, 2023 inadvertently overstated the amount of securities beneficially owned by one share.
F3 The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.03 to $25.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F4 The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.16 to $23.1561, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F5 The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $23.16 to $24.155, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F6 The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $24.165 to $24.205, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F7 Shares held by The Szalay 2009 Irrevocable Trust.
F8 Shares held by The Szalay 2010 Children's Trust.
F9 Shares held by The Szalay 2010 Retained Annuity Trust.