Mary G. Puma - 12 Jun 2023 Form 4/A - Amendment Insider Report for AXCELIS TECHNOLOGIES INC (ACLS)

Role
Executive Chairperson, Director
Signature
Lynnette C. Fallon, as attorney in fact for Mary G. Puma
Issuer symbol
ACLS
Transactions as of
12 Jun 2023
Net transactions value
-$2,145,240
Form type
4/A - Amendment
Filing time
08 Sep 2023, 09:10:16 UTC
Date Of Original Report
12 Jun 2023
Previous filing
07 Jun 2023
Next filing
17 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ACLS Common Stock Sale $2,145,240 -11,800 -4.4% $181.80 258,280 12 Jun 2023 Direct F1, F2, F3
holding ACLS Common Stock 5,000 12 Jun 2023 Held by Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $181.78 to $182.27, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2 Of the shares held on June 12, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
F3 This number of securities owned after the reported sale has been amended. See Remarks.

Remarks:

Due to an administrative error, the reporting person's Form 4 filings originally made on June 12, 2023, June 7, 2023 and May 25, 2023 inadvertently failed to reflect the reporting person's donation of 4,778 shares as a gift to a Morgan Stanley Charitable Account, a donor advised fund, entitled MS GIFT EIVIND LANGE MARY PUMA DAF (the "Gift"). The Gift was made on May 18, 2023, and timely reported in a Form 4 filed by the reporting person on that date.