Key Compton - 29 Aug 2023 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Sep 2023, 16:20:07 UTC
Prior SEC filing
02 Jun 2023
Next SEC filing
22 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/S/ Todd Aman, Attorney-in-Fact

Key filing fact

Key Compton filed Form 4 for FiscalNote Holdings, Inc. (NOTE) on 01 Sep 2023.

Key facts

  • This page summarizes Key Compton's Form 4 filing for FiscalNote Holdings, Inc. (NOTE).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 01 Sep 2023, 16:20.

Change

  • Previous filing in this sequence was filed on 02 Jun 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NOTE transaction

Class A Common Stock

Sale

Transaction value
$0
Shares
-397,033
Change %
-55%
Price
$0.000000
Shares after
324,477
Date
29 Aug 2023
Ownership
See Footnote
Footnotes
F1, F2
NOTE transaction

Class A Common Stock

Sale

Transaction value
$0
Shares
-109,580
Change %
-34%
Price
$0.000000
Shares after
214,897
Date
29 Aug 2023
Ownership
See Footnote
Footnotes
F1, F2
NOTE holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,865
Date
29 Aug 2023
Ownership
See Footnote
Footnotes
F3
NOTE holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
139,700
Date
29 Aug 2023
Ownership
Direct
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

These shares were distributed to certain limited partners of Global Public Offering Master Fund, L.P ("GPO Master Fund") upon such limited partners redeeming their respective partnership interests in GPO Master Fund.

Footnote F2

The shares are beneficially owned by GPO Master Fund. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.

Footnote F3

The shares are beneficially owned by Urgent Capital LLC ("Urgent Capital"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital.

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